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Registered advisor

C••• A••• K•••

K••••• A••••••• S•••••••• L••BD affiliatedSturgis, Mi dual registrantIAPD 2516391

Feed of 09/14/2026

Also filed as C••• K•••

At current firm

2 y

since Sep 5, 2024

In the industry

32 y

since Aug 25, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Sep 5, 2024 · Sherwood, Mi
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Sep 4, 2024 · Sturgis, Mi
C••••• A•••••• N••••••• L•• former
Mar 22, 2021 to Jun 29, 2023 · Sturgis, Mi
S••••• F•••••••• G•••• I•• former
Mar 15, 2018 to May 20, 2021 · Sturgis, Mi
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jul 25, 2016 to Mar 19, 2018 · Sturgis, Mi
L•• F•••••••• L•• BD affiliated
Oct 25, 2010 to Jul 19, 2016 · Sturgis, Mi

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to K••••• A••••••• S•••••••• L••
left Sep 4, 2024, registered Sep 5, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••
left May 20, 2021, registered Mar 22, 2021 (-59 days) · channel change inside one enterprise, not a move · moved with a team
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••• F•••••••• G•••• I••
left Mar 19, 2018, registered Mar 15, 2018 (-4 days) · Other
L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jul 19, 2016, registered Jul 25, 2016 (6 days) · Other

Signals

C••• A••• K••• left C••••• I••••••••• A••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2024-09-05)
Sep 4, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address