RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• T••••• R•••••••
- W•••• I••••••••• A•••••••• L•• other currentsince Jan 29, 2025 · Fayetteville, Ar
- P•• A••••••• S•••••••• L•• independent RIAFeb 20, 2014 to May 20, 2015 · Rogers, Ar
- P•• A••••••• S•••••••• L•• independent RIAJun 7, 2011 to Feb 16, 2012 · Rogers, Ar
- A••••••••• L•• unclassifiedJan 8, 2010 to Jun 28, 2011 · Rogers, Ar
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedApr 1, 2006 to Jun 24, 2008 · Fayetteville, Ar
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 14, 2005 to Apr 1, 2006 · Rogers, Ar
- P•• A••••••• S•••••••• L•• to W•••• I••••••••• A•••••••• L••left May 20, 2015, registered Jan 29, 2025 (3542 days) · Other
- A••••••••• L•• to P•• A••••••• S•••••••• L••left Jun 28, 2011, registered Jun 7, 2011 (-21 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to A••••••••• L••left Jun 24, 2008, registered Jan 8, 2010 (563 days) · Other
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Apr 1, 2006, registered Apr 1, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address