DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A•••• C••••••

L•• F•••••••• L••BD affiliatedAlexandria, Vadual registrantIAPD 2518306

Feed of 09/14/2026

Also filed as J••• A C••••••

At current firm

1 y

since May 1, 2025

In the industry

31 y

since Oct 24, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 1, 2025 · Alexandria, Va
S•• I••••••••• A•••••••• I••• former
Sep 26, 2018 to May 1, 2025 · Alexandria, Va
V•••••• P•••••• W••••• L•• independent RIA
Jun 19, 2017 to Oct 5, 2018 · Tysons, Va
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 30, 2012 to Jun 13, 2017 · Vienna, Va
W•••• F•••• A••••••• wirehouse
Jun 15, 2004 to Apr 4, 2012 · Mclean, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 13, 1994 to Mar 9, 2004 · Vienna, Va

Moves

a registration end followed by a registration begin elsewhere

S•• I••••••••• A•••••••• I••• to L•• F•••••••• L••
left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
V•••••• P•••••• W••••• L•• to S•• I••••••••• A•••••••• I•••
left Oct 5, 2018, registered Sep 26, 2018 (-9 days) · RIA to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to V•••••• P•••••• W••••• L••
left Jun 13, 2017, registered Jun 19, 2017 (6 days) · Affiliated broker-dealer or bank to a newly registered adviser
W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Apr 4, 2012, registered Mar 30, 2012 (-5 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Mar 9, 2004, registered Jun 15, 2004 (98 days) · Wirehouse to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address