RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A••• W•••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Jun 28, 2012 · Overland, Ks
- L•• F•••••••• L•• BD affiliatedJul 6, 2006 to Jan 4, 2010 · Lenexa, Ks
- N•• E•••••• S••••••••• C••••••••• formerAug 7, 2002 to Jul 12, 2006 · Overland Park, Ks
- L•• F•••••••• L•• to B••••••••• C•••••• M••••••••• L••left Jan 4, 2010, registered Jun 28, 2012 (906 days) · Other
- N•• E•••••• S••••••••• C••••••••• to L•• F•••••••• L••left Jul 12, 2006, registered Jul 6, 2006 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address