DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••• S•••••••••

S•••••• F•••••••• G••••• L•••••independent RIAAkron, Oh IA-onlyIAPD 2518943

Certified Financial Planner

Feed of 09/15/2026

Also filed as L•••• Lynn S•••••••••

At current firm

3 y

since Jun 16, 2023

In the industry

30 y

since Aug 30, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• F•••••••• G••••• L••••• independent RIA current
since Jun 16, 2023 · Akron, Oh
C••••• W••••• M••••••••• former
Mar 9, 2016 to Oct 20, 2023 · Cleveland, Oh
R•••••• W••••• independent RIA
Jul 29, 2011 to Jul 6, 2016 · Westlake, Oh
D••••• W••••• M••••••••• unclassified
Mar 28, 2008 to Mar 29, 2010 · Cleveland, Oh
C••••• A••••••• L•• former
Apr 13, 2006 to Mar 15, 2010 · Cleveland, Oh
M•• I•••••••• S•••••••• L•• BD affiliated
May 15, 2003 to Feb 17, 2006 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

C••••• W••••• M••••••••• to S•••••• F•••••••• G••••• L•••••
left Oct 20, 2023, registered Jun 16, 2023 (-126 days) · RIA to RIA · moved with a team
R•••••• W••••• to C••••• W••••• M•••••••••
left Jul 6, 2016, registered Mar 9, 2016 (-119 days) · Other
D••••• W••••• M••••••••• to R•••••• W•••••
left Mar 29, 2010, registered Jul 29, 2011 (487 days) · Other
C••••• A••••••• L•• to D••••• W••••• M•••••••••
left Mar 15, 2010, registered Mar 28, 2008 (-717 days) · Other
M•• I•••••••• S•••••••• L•• to C••••• A••••••• L••
left Feb 17, 2006, registered Apr 13, 2006 (55 days) · Other

Signals

L•••• S••••••••• left C••••• W••••• M••••••••• for S•••••• F•••••••• G••••• L••••• (registered 2023-06-16)
Oct 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address