DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mokosak Advisory Group, LLC
Latest filing Feb 24, 2026
First filing on the tape Mar 30, 2017 · 32 filings
SEC status approved since Apr 7, 2017
RAUM
$414M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$414M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$103M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$414M as of Feb 24, 2026
Mar 18, 2018$146M then
HNW client RAUM$307M as of Feb 24, 2026
Mar 18, 2018$64.6M then
State-registered IARs (5.B.3)4 as of Feb 24, 2026
Mar 18, 20182 then
Employees (5.A)4 as of Feb 24, 2026
Mar 18, 20182 then
Private funds: no history
RAUM +20% over the last fiscal year+22% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $103MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 123derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $303,460derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $24.1M, 31 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$307M74%
- Individuals$107M26%
- Charitable organizations$87,4600.0%
- Individual clients
- 357reported
- HNW clients
- 133reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,364reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $24.1M for 31 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ryan Matthew PageCertified Financial Planner, Chartered Financial Analyst | Urbandale, Ia | Jun 6, 2017 | 12 y | 1 |
| Richard Frank MokosakCertified Financial Planner | Urbandale, Ia | Jun 6, 2017 | 31 y | 4 |
| Martin Joseph KellyCertified Financial Planner | Urbandale, Ia | Aug 28, 2020 | 10 y | 0 |
| Caroline Elizabeth Evans | Urbandale, Ia | Mar 6, 2024 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Jacob Todd Oberender to Edelman Financial EnginesNov 21, 2024 · RIA to RIA
Joined, latest
- Richard Frank Mokosak from Bellwether Financial AdvisorsJun 6, 2017 · Other
- Ryan Matthew Page from Cambridge Investment Research Advisors, Inc.Jun 6, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Frank Richard Mokosak · President & Chief Compliance Officercontrolsince 09/2008 · owns 75% or more
- Matthew Ryan Page · Vice Presidentsince 01/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Urbandale, Ia · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,315 to 1,364Feb 25, 2025 to Feb 24, 2026
- HNW clients · 117 to 133Feb 25, 2025 to Feb 24, 2026
- Individual clients · 341 to 357Feb 25, 2025 to Feb 24, 2026
- Assets in custody · $13.1M to $24.1MFeb 25, 2025 to Feb 24, 2026
- Discretionary RAUM · $342M to $410MFeb 25, 2025 to Feb 24, 2026
- HNW RAUM · $248M to $307MFeb 25, 2025 to Feb 24, 2026
- Individual RAUM · $97.1M to $107MFeb 25, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $3.6M to $4.1MFeb 25, 2025 to Feb 24, 2026
- RAUM · $345M to $414MFeb 25, 2025 to Feb 24, 2026
- Accounts · 1,182 to 1,315Nov 21, 2024 to Feb 25, 2025
- HNW clients · 97 to 117Nov 21, 2024 to Feb 25, 2025
- Individual clients · 328 to 341Nov 21, 2024 to Feb 25, 2025
- Assets in custody · $23.1M to $13.1MNov 21, 2024 to Feb 25, 2025
- Financial planning clients · 251-500 to 251-500Nov 21, 2024 to Feb 25, 2025
- Discretionary RAUM · $286M to $342MNov 21, 2024 to Feb 25, 2025
- HNW RAUM · $195M to $248MNov 21, 2024 to Feb 25, 2025
- Individual RAUM · $93.5M to $97.1MNov 21, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $2.6M to $3.6MNov 21, 2024 to Feb 25, 2025
- RAUM · $288M to $345MNov 21, 2024 to Feb 25, 2025
- Accounts · 1,152 to 1,182Apr 25, 2023 to Feb 29, 2024
- Advisory employees · 3 to 4Apr 25, 2023 to Feb 29, 2024
- HNW clients · 70 to 97Apr 25, 2023 to Feb 29, 2024
- Individual clients · 338 to 328Apr 25, 2023 to Feb 29, 2024
- Assets in custody · $18.3M to $23.1MApr 25, 2023 to Feb 29, 2024
- Employees · 3 to 4Apr 25, 2023 to Feb 29, 2024
- State-registered IARs · 3 to 4Apr 25, 2023 to Feb 29, 2024
- Discretionary RAUM · $226M to $286MApr 25, 2023 to Feb 29, 2024
- HNW RAUM · $132M to $195MApr 25, 2023 to Feb 29, 2024
- Individual RAUM · $96.3M to $93.5MApr 25, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $2.2M to $2.6MApr 25, 2023 to Feb 29, 2024
- RAUM · $228M to $288MApr 25, 2023 to Feb 29, 2024
- Accounts · 1,093 to 1,152Oct 31, 2022 to Mar 7, 2023
- HNW clients · 91 to 70Oct 31, 2022 to Mar 7, 2023
- Individual clients · 304 to 338Oct 31, 2022 to Mar 7, 2023
- Assets in custody · $20.2M to $18.3MOct 31, 2022 to Mar 7, 2023
- Discretionary RAUM · $273M to $226MOct 31, 2022 to Mar 7, 2023
- HNW RAUM · $183M to $132MOct 31, 2022 to Mar 7, 2023
- Individual RAUM · $93.4M to $96.3MOct 31, 2022 to Mar 7, 2023
- Non-discretionary RAUM · $3.7M to $2.2MOct 31, 2022 to Mar 7, 2023
- RAUM · $276M to $228MOct 31, 2022 to Mar 7, 2023
Signals
2 dated events
- Jacob Todd Oberender left Mokosak Advisory Group, Llc for Edelman Financial Engines (registered 2025-08-15)Nov 21, 2024 · Advisor changed firm · fact
- Mokosak Advisory Group, Llc filed its initial SEC registration (Form ADV)Mar 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 515-223-5404reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 515-223-5436reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- MOKOSAKADVISORYGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (515) 223-5404reportedpublic record, Form ADV, Feb 24, 2026
- Contact form
- mokosakadvisorygroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- mokosakadvisorygroup.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $103Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026