RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•• L•••••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 22, 2024 · Bellville, Oh
- I•••••• A••••••• L•• independent RIANov 15, 2018 to Aug 22, 2024 · Mansfield, Oh
- T•••••••• A••••••• G••••• I••• BD affiliatedJul 26, 2017 to Nov 29, 2018 · Mansfield, Oh
- P•••••••• S••••••••• I••• BD affiliatedDec 18, 2007 to Aug 1, 2017 · Mansfield, Oh
- I•••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 22, 2024, registered Aug 22, 2024 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- T•••••••• A••••••• G••••• I••• to I•••••• A••••••• L••left Nov 29, 2018, registered Nov 15, 2018 (-14 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- P•••••••• S••••••••• I••• to T•••••••• A••••••• G••••• I•••left Aug 1, 2017, registered Jul 26, 2017 (-6 days) · Other
- R•• L••••••••• left I•••••• A••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-08-22)Aug 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address