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Registered advisor
J••••• C•••• E•••••••
Feed of 09/15/2026
Also filed as J••••• C••••
At current firm
8 y
since Nov 2, 2017
In the industry
32 y
since Sep 19, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 2, 2017 · Topeka, Ks
- N•• E•••••• S••••••••• C••••••••• formerJun 1, 2004 to Feb 9, 2005 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- N•• E•••••• S••••••••• C••••••••• to W•••• F•••• A•••••••left Feb 9, 2005, registered Nov 2, 2017 (4649 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address