DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Moody Aldrich Partners, LLC
Latest filing May 4, 2026
First filing on the tape Mar 30, 2012 · 33 filings
SEC status approved since Sep 16, 1988
RAUM
$864M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
34%
$294M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$432M
derived; firm RAUM over IAPD count
Employees
14
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$864M as of May 4, 2026
Mar 30, 2012$565M then
HNW client RAUM$282M as of May 4, 2026
Mar 27, 2018$48.3M then
State-registered IARs (5.B.3)3 as of May 4, 2026
Mar 30, 20120 then
Employees (5.A)14 as of May 4, 2026
Apr 1, 20139 then
Private funds3 as of May 4, 2026
Mar 26, 20201 then
RAUM +15% over the last fiscal year+8.2% a year over threeIARs 3 to 3offices 3 to 2
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
- RAUM per advisor
- $432MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $225M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$282M39%
- Pooled investment vehicles$228M32%
- State and municipal entities$155M22%
- Charitable organizations$28.8M4.0%
- Individuals$12.6M1.8%
- Corporations and businesses$7.1M1.0%
- Pension and profit-sharing plans$4.5M0.6%
- Individual clients
- 19reported
- HNW clients
- 94reported
- Pension plan clients
- 2reported
- Charitable clients
- 4reported
- Accounts
- 376reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $112M managedreported
- Custody of client assets
- $225M for 15 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.34 fund_share=0.26 institutional_share=0.22 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Bradford MoodyChartered Financial Analyst | Marblehead, Ma | Feb 8, 1996 | 38 y | 0 |
| Richard Peter Boutin | San Marino, Ca | Jul 21, 2023 | 20 y | 3 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- Daniel Brook Wanzenberg to Dana Investment Advisors IncApr 17, 2026 · RIA to RIA
Joined, latest
- Daniel Brook Wanzenberg from Aps Labs, LLCJul 21, 2023 · Other
- Richard Peter Boutin from Aps Labs, LLCJul 21, 2023 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Global Value Advisors Fund LP - Global Equity Series | Other Private Fund | $137M | 7 | Mar 26, 2022 |
| Global Value Advisors Fund LP - International Small Cap Series | Other Private Fund | $24.2M | 7 | Mar 26, 2022 |
| Global Value Advisors Fund LP - Emerging Markets Equity Series | Other Private Fund | $4.8M | 1 | Mar 26, 2020 |
Owners and control persons
Schedule A and B, latest filing
- Seth Eli Kent · Managing Membercontrolsince 05/2006 · owns 10% to 25%
- Bradford William Moody · Managing Membercontrolsince 06/1988 · owns 10% to 25%
- Charles Robert Barringer · Chief Investment Officersince 10/2012 · owns less than 5%
- Louis Philippe Rolland · Chief Investment Officersince 03/2018 · owns less than 5%
- Francis Joseph Stowell III · Chief Compliance Officersince 11/2021 · owns less than 5%
- De Mol Alexander Eyk Van Otterloo · Membersince 06/1988 · owns 25% to 50%
- Brook Daniel Wanzenberg · Chief Investment Officersince 07/2023 · owns less than 5%
Related persons
Schedule D 7.A
- Map Funds Management, LLCinvestment adviserpooled vehicle sponsoryRAUM $25.8M
- Kwantix Carbon Fund Gp, LLCpooled vehicle sponsorn
- Kwantix Holdings LLCpooled vehicle sponsorn
- Kwantix LLCbankn
- Kwantix Power Fund I Gp, LLCpooled vehicle sponsorn
- Kwantix Power Fund II Gp, LLCpooled vehicle sponsorn
Advisers that list Moody Aldrich Partners, LLC as a related person
- 165979 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Marblehead, Ma · principal | 2 | 0 | 0 | ||
| Winnetka, Il | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- San Marino, CA1 employees
- Winnetka, IL1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Other offices · 3 to 2Feb 6, 2026 to May 4, 2026
- Accounts · 394 to 376Sep 11, 2025 to Feb 6, 2026
- HNW clients · 84 to 94Sep 11, 2025 to Feb 6, 2026
- Individual clients · 17 to 19Sep 11, 2025 to Feb 6, 2026
- Assets in custody · $176M to $225MSep 11, 2025 to Feb 6, 2026
- Discretionary RAUM · $749M to $864MSep 11, 2025 to Feb 6, 2026
- HNW RAUM · $149M to $282MSep 11, 2025 to Feb 6, 2026
- Individual RAUM · $7.8M to $12.6MSep 11, 2025 to Feb 6, 2026
- Pension RAUM · $4.2M to $4.5MSep 11, 2025 to Feb 6, 2026
- Pooled vehicle RAUM · $214M to $228MSep 11, 2025 to Feb 6, 2026
- RAUM · $749M to $864MSep 11, 2025 to Feb 6, 2026
- Wrap assets (manager) · $138M to $112MSep 11, 2025 to Feb 6, 2026
- Accounts · 433 to 394Sep 12, 2024 to Mar 20, 2025
- Advisory activities · 4 to 3Sep 12, 2024 to Mar 20, 2025
- Charity clients · 6 to 4Sep 12, 2024 to Mar 20, 2025
- Corporate clients · 2 to 1Sep 12, 2024 to Mar 20, 2025
- HNW clients · 86 to 84Sep 12, 2024 to Mar 20, 2025
- Individual clients · 19 to 17Sep 12, 2024 to Mar 20, 2025
- Pension plan clients · 4 to 2Sep 12, 2024 to Mar 20, 2025
- Assets in custody · $181M to $176MSep 12, 2024 to Mar 20, 2025
- Employees · 16 to 14Sep 12, 2024 to Mar 20, 2025
- Financial planning clients · unset to Sep 12, 2024 to Mar 20, 2025
- Discretionary RAUM · $802M to $749MSep 12, 2024 to Mar 20, 2025
- HNW RAUM · $133M to $149MSep 12, 2024 to Mar 20, 2025
- Individual RAUM · $7.4M to $7.8MSep 12, 2024 to Mar 20, 2025
- Pension RAUM · $4.9M to $4.2MSep 12, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $242M to $214MSep 12, 2024 to Mar 20, 2025
- RAUM · $802M to $749MSep 12, 2024 to Mar 20, 2025
- Wrap assets (manager) · $138M to $138MSep 12, 2024 to Mar 20, 2025
- Accounts · 479 to 433Jul 21, 2023 to Feb 26, 2024
- Advisory employees · 6 to 7Jul 21, 2023 to Feb 26, 2024
- Corporate clients · 1 to 2Jul 21, 2023 to Feb 26, 2024
- HNW clients · 58 to 86Jul 21, 2023 to Feb 26, 2024
- Individual clients · unset to 19.0Jul 21, 2023 to Feb 26, 2024
- Assets in custody · $147M to $181MJul 21, 2023 to Feb 26, 2024
- Employees · 13 to 16Jul 21, 2023 to Feb 26, 2024
- State-registered IARs · 1 to 3Jul 21, 2023 to Feb 26, 2024
- Discretionary RAUM · $683M to $802MJul 21, 2023 to Feb 26, 2024
- HNW RAUM · $82.1M to $133MJul 21, 2023 to Feb 26, 2024
- Individual RAUM · unset to 7375202.0Jul 21, 2023 to Feb 26, 2024
Signals
6 dated events
- Daniel Brook Wanzenberg left Moody Aldrich Partners, Llc for Dana Investment Advisors Inc (registered 2026-05-21)Apr 17, 2026 · Advisor changed firm · fact
- Brook Daniel Wanzenberg (Chief Investment Officer) appeared on Schedule A of Moody Aldrich Partners, LlcJul 21, 2023 · Control person joined · fact
- Moody Aldrich Partners, Llc reported RAUM $683.1M, down 28% from $951.3M (2022-03-26 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- Mw Amanda Velluto (Chief Compliance Officer) no longer on Schedule A of Moody Aldrich Partners, Llc (listed 2021-03-25, absent 2021-11-01)Nov 1, 2021 · Control person left · inference
- Moody Aldrich Partners, Llc reported RAUM $671.3M, up 52% from $441.6M (2019-03-28 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Moody Aldrich Partners, Llc reported RAUM $441.6M, up 52% from $291.2M (2018-07-12 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Moody Aldrich Partners, LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Business email
- information@moodyaldrich.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 781-639-2750reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 781-639-2751reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/moody-aldrich-partners-llcreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/globalvalueadv/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- moodyaldrich.com/gvareportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 781-639-2750reportedpublic record, Form ADV, May 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $432Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026