RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J••••• D•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Liverpool, Ny
- C•••••• G•••• • C• I•• formerJan 4, 2023 to Jul 10, 2025 · Liverpool, Ny
- S••••••• P••••••• G••••• L•• independent RIAFeb 28, 2021 to Dec 22, 2022 · North Syracuse, Ny
- A••••• A•• P••••••• S••••••• BD affiliatedSep 25, 2013 to Nov 13, 2020 · Syracuse, Ny
- C•••• I••••••••• S••••••• C•••• formerDec 3, 2008 to Jan 8, 2010 · Oswego, Ny
- H••• S••••••••• •••• I••• BD affiliatedFeb 13, 2008 to Oct 30, 2008 · Fulton, Ny
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- S••••••• P••••••• G••••• L•• to C•••••• G•••• • C• I••left Dec 22, 2022, registered Jan 4, 2023 (13 days) · RIA to affiliated broker-dealer or bank
- A••••• A•• P••••••• S••••••• to S••••••• P••••••• G••••• L••left Nov 13, 2020, registered Feb 28, 2021 (107 days) · Affiliated broker-dealer or bank to independent RIA
- C•••• I••••••••• S••••••• C•••• to A••••• A•• P••••••• S•••••••left Jan 8, 2010, registered Sep 25, 2013 (1356 days) · Other
- H••• S••••••••• •••• I••• to C•••• I••••••••• S••••••• C••••left Oct 30, 2008, registered Dec 3, 2008 (34 days) · Other
- D••••• J••••• D••••••••• left S••••••• P••••••• G••••• L•• for C•••••• G•••• • C• I•• (registered 2023-01-04)Dec 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address