DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• E••••• P••••••

A•••• • A••••••• G••••• P•••••••independent RIAHolmdel, Nj dual registrantIAPD 2525439

Feed of 09/15/2026

Also filed as J•••• E P••••••

At current firm

2 y

since Apr 16, 2024

In the industry

31 y

since Nov 9, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• • A••••••• G••••• P••••••• independent RIA current
since Apr 16, 2024 · Holmdel, Nj
B• R•••• W••••• A•••••••• I••• BD affiliated
Dec 16, 2015 to Apr 18, 2024 · Chicago, Il
O••••••••• • C•• I••• BD affiliated
Apr 19, 2012 to Dec 16, 2015 · Chicago, Il
U•• F•••••••• S••••••• I••• wirehouse
Apr 13, 2006 to Apr 27, 2012 · Chicago, Il
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 25, 1999 to Apr 25, 2006 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

B• R•••• W••••• A•••••••• I••• to A•••• • A••••••• G••••• P•••••••
left Apr 18, 2024, registered Apr 16, 2024 (-2 days) · Affiliated broker-dealer or bank to independent RIA
O••••••••• • C•• I••• to B• R•••• W••••• A•••••••• I•••
left Dec 16, 2015, registered Dec 16, 2015 (0 days) · Other
U•• F•••••••• S••••••• I••• to O••••••••• • C•• I•••
left Apr 27, 2012, registered Apr 19, 2012 (-8 days) · Other
C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
left Apr 25, 2006, registered Apr 13, 2006 (-12 days) · Other

Signals

J•••• E••••• P•••••• left B• R•••• W••••• A•••••••• I••• for A•••• • A••••••• G••••• P••••••• (registered 2024-04-16)
Apr 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address