R••••• R•• G••••

• F•••• C••••••• I••••••• S•••••••• I••• BD affiliated current
  since Sep 18, 2026 · Charlotte, Nc
• L•• F•••••••• L•• BD affiliated current
  since Jul 19, 2023 · Derby, Ks
• B••••••• I••••••••• S•••••••• I••• ••••• former
  Sep 18, 2006 to Jul 19, 2023 · Great Bend, Ks
• I••••• F•••••••• C••••••••• former
  Mar 14, 2003 to Aug 12, 2006 · Appleton, Wi
• U•• F•••••••• S••••••• I••• wirehouse
  Aug 1, 1997 to Apr 2, 2003 · Wichita, Ks

• B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••
  left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
• I••••• F•••••••• C••••••••• to B••••••• I••••••••• S•••••••• I••• •••••
  left Aug 12, 2006, registered Sep 18, 2006 (37 days) · Other
• U•• F•••••••• S••••••• I••• to I••••• F•••••••• C•••••••••
  left Apr 2, 2003, registered Mar 14, 2003 (-19 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address