RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Nov 19, 2022 · Dallas, Tx
- R•• W••••• A••••••• formerMay 13, 2016 to Mar 31, 2023 · Dallas, Tx
- C••••• S••••• S••••••••• •••• L•• formerJan 17, 2003 to Mar 2, 2016 · Dallas, Tx
- P••••••• L•• unclassifiedMay 24, 1996 to Jan 17, 2003 · Dallas, Tx
- R•• W••••• A••••••• to C••••••left Mar 31, 2023, registered Nov 19, 2022 (-132 days) · corporate re-registration, not a move
- C••••• S••••• S••••••••• •••• L•• to R•• W••••• A•••••••left Mar 2, 2016, registered May 13, 2016 (72 days) · Other
- P••••••• L•• to C••••• S••••• S••••••••• •••• L••left Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address