DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Farmers Asset Management, LLC

STATE REGISTEREDWestlake Village, CaliforniaCRD 336230websiteIAPD
Latest filing Jul 22, 2026
First filing on the tape Jul 22, 2026 · 1 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
20 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
4.0derived5 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
40 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Zachary SchearCertified Financial PlannerWestlake Village, CaDec 3, 202515 y0
Robert Scott CullenKing City, CaDec 3, 202520 y0
Jeffrey Robert MauritzenCertified Financial PlannerArlington Heights, IlDec 3, 202527 y0
Robert Wayne MitchellCertified Financial PlannerKingwood, TxDec 3, 202533 y0
Ryan William BravoSan Mateo, CaJan 14, 202618 y0
Jin Huan LiSacramento, CaJan 14, 202631 y2
Mark Douglas JettMckenney, TxJan 14, 202619 y0
Mathew JohnsonWestlake Village, Ca Jan 14, 202614 y2
Ryane Wesley DobbinsonGrand Prairie, TxJan 15, 202610 y1
James William SeelaGreeley, CoJan 21, 202614 y0
Alex McdonaldModesto, CaMar 4, 202611 y0
Erin HootenNapa, CaMar 13, 202620 y5
Tyrone MeredithPhoenix, AzApr 20, 202620 y0
Keith Robert CollinsLatham, NyMay 7, 202611 y1
Trevor Patrick MoriartySan Luis Obispo, CaMay 8, 202629 y0
Bryan Kent PinkertonSanta Barbara, CaMay 8, 202615 y1
William BeyerKensington, CaMay 8, 202611 y0
Paul Lawrence MunlyChico, CaMay 8, 202612 y0
Joben KhatkarRedding, CaMay 8, 202612 y0
John KellerMoreno Valley, CaMay 11, 202612 y0
Crissman Scott CrombieBenbrook, TxMay 29, 202617 y3
Cameron MitchellKingwood, TxJul 28, 202615 y0
Jesse Ryan OlivaWebster, TxJul 28, 202610 y1
Gerardo Antonio GarzaLaredo, TxJul 31, 202616 y3
Gerad CurryQuincy, IlJul 31, 202613 y0
Jennifer SellersNaperville, IlAug 4, 202610 y4
Beau WimpeeRockwall, TxAug 5, 202620 y0
Marcos Daniel EsparzaRound Rock, TxAug 5, 202622 y0
Chad Michael MerlingBaytown, TxAug 5, 202623 y0
Matthew HowieSeabrook, TxAug 5, 202611 y5
John Paul KesselringSan Antonio, TxAug 5, 202624 y0
Madison NorthcuttGranbury, TxAug 5, 202611 y0
Michael W ConradBallinger, TxAug 5, 202613 y0
Wilma Perey GonzalezPlano, TxAug 5, 202623 y0
Lacie Gail WhiteCanyon, TxAug 5, 202619 y0
John M ClarkHouston, TxAug 5, 202626 y0
Jose Ricardo AlvarengaSan Antonio, TxAug 6, 202612 y0
Robert DalyWestlake Village, CaAug 17, 202628 y1
Kamel Paul ShaheenSan Jose, CaSep 2, 202647 y4
Brent Alan WalkerAustin, TxSep 2, 202614 y4
Advisor movement
1 left, 15 joined in 12 months
net +14 in 12 months0 left in 90 days7 joined in 90 days1 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Westlake Village, Ca · principal330
Kingwood, Tx220
San Antonio, Tx220
Burbank, Ca001
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • Brian Thomas Keith left Farmers Asset Management, Llc for State Farm Investment Management Corp. (registered 2026-06-29)
    Jun 5, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
farmers.com/financial/asset-managementreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
818-965-0277reportedpublic record, Form ADV, Jul 22, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
STATE REGISTEREDderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 15, 2026