RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• S•••• S••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 13, 2026 · Monteagle, Tn
- C••••••• A•••••••• L•• independent RIAMar 31, 2020 to Oct 4, 2021 · Brentwood, Tn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Jul 2, 2015 · Franklin, Tn
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 12, 2004 to Jan 2, 2009 · Franklin, Tn
- M••••• K••••• • C••••••• L•• formerJan 15, 2004 to Feb 4, 2004 · Nashville, Tn
- C••••••• A•••••••• L•• to L•• F•••••••• L••left Oct 4, 2021, registered Jan 13, 2026 (1562 days) · RIA to affiliated broker-dealer or bank
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••• A•••••••• L••left Jul 2, 2015, registered Mar 31, 2020 (1734 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- M••••• K••••• • C••••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••left Feb 4, 2004, registered Feb 12, 2004 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address