RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• L•• R•••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Dec 13, 2007 · Charlottesville, Va
- B••• I••••••••• S•••••••• I••• formerDec 19, 2002 to Nov 2, 2007 · Lynchburg, Va
- S••••••• I••••••••• S•••••••• I••• formerMay 24, 2002 to Jul 30, 2002 · Richmond, Va
- B••• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Nov 2, 2007, registered Dec 13, 2007 (41 days) · Other
- S••••••• I••••••••• S•••••••• I••• to B••• I••••••••• S•••••••• I•••left Jul 30, 2002, registered Dec 19, 2002 (142 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address