RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• F•••••••
- C•• A•••••••• L•• independent RIA currentsince Aug 20, 2021 · Manhattan, Ks
- F••••••• F•••••••• G•••• L•• unclassifiedJun 6, 2019 to Oct 4, 2021 · East Granby, Ct
- M••••• G••••• A••••••• I••• independent RIAFeb 20, 2018 to Mar 17, 2019 · Simsbury, Ct
- P••••••• I••••••••• M••••••••• I•• formerJan 16, 2002 to Dec 31, 2018 · Simsbury, Ct
- F••••••• F•••••••• G•••• L•• to C•• A•••••••• L••left Oct 4, 2021, registered Aug 20, 2021 (-45 days) · Other
- M••••• G••••• A••••••• I••• to F••••••• F•••••••• G•••• L••left Mar 17, 2019, registered Jun 6, 2019 (81 days) · Other
- P••••••• I••••••••• M••••••••• I•• to M••••• G••••• A••••••• I•••left Dec 31, 2018, registered Feb 20, 2018 (-314 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address