RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• C•••••• H•••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 19, 2025 · Minneapolis, Mn
- U••• B•••••• I••••••••• I••• formerAug 13, 2019 to Sep 13, 2023 · Saint Paul, Mn
- P••••••••• B•••••••• S•••••••• I••• independent RIAMay 2, 2017 to Aug 14, 2019 · Stillwater, Mn
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to May 3, 2017 · St Paul, Mn
- C••••• I••••••••• S••••••• L•• formerJan 9, 2014 to Jan 21, 2014 · St. Paul, Mn
- U••• B•••••• I••••••••• I••• to C••••• I••••••••• A••••••• L••left Sep 13, 2023, registered Aug 19, 2025 (706 days) · Affiliated broker-dealer or bank to another
- P••••••••• B•••••••• S•••••••• I••• to U••• B•••••• I••••••••• I•••left Aug 14, 2019, registered Aug 13, 2019 (-1 days) · RIA to affiliated broker-dealer or bank
- C••••• I••••••••• A••••••• L•• to P••••••••• B•••••••• S•••••••• I•••left May 3, 2017, registered May 2, 2017 (-1 days) · Other
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- A•••••• C•••••• H••• left U••• B•••••• I••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2025-08-19)Sep 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address