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Registered advisor
J••••• L••••• C••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as J••••• L••••• C••••
At current firm
5 y
since Oct 26, 2020
In the industry
31 y
since Oct 7, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 26, 2020 · Orlando, Fl
- B• R•••• W••••• M••••••••• formerJun 19, 2007 to Nov 4, 2020 · Memphis, Tn
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 12, 2004 to Jun 29, 2007 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- B• R•••• W••••• M••••••••• to L•• F•••••••• L••left Nov 4, 2020, registered Oct 26, 2020 (-9 days) · Affiliated broker-dealer or bank to another
- C•••••••• G••••• M•••••• I••• to B• R•••• W••••• M•••••••••left Jun 29, 2007, registered Jun 19, 2007 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address