DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• M••••••

L•• F•••••••• L••BD affiliatedSouth Huntington, Ny dual registrantIAPD 2543101

Feed of 09/15/2026

Also filed as A•••• M••••••

At current firm

0 y

since Feb 9, 2026

In the industry

31 y

since Feb 28, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Feb 9, 2026 · South Huntington, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Jun 24, 2022 to Feb 16, 2026 · Westbury, Ny
O•••• I••••••••• I••• BD affiliated
Feb 12, 2020 to Jun 21, 2022 · Bensonhurst, Ny
A•••• C•••••• C•••• BD affiliated
Mar 25, 2019 to Jan 27, 2020 · Melville, Ny
H••• S••••••••• •••• I••• BD affiliated
Nov 22, 2010 to Dec 20, 2018 · Hewlett, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••
left Feb 16, 2026, registered Feb 9, 2026 (-7 days) · Affiliated broker-dealer or bank to another
O•••• I••••••••• I••• to C•••••••• G••••• M•••••• I•••
left Jun 21, 2022, registered Jun 24, 2022 (3 days) · Affiliated broker-dealer or bank to another
A•••• C•••••• C•••• to O•••• I••••••••• I•••
left Jan 27, 2020, registered Feb 12, 2020 (16 days) · Affiliated broker-dealer or bank to another
H••• S••••••••• •••• I••• to A•••• C•••••• C••••
left Dec 20, 2018, registered Mar 25, 2019 (95 days) · Affiliated broker-dealer or bank to another

Signals

A•••• M•••••• left C•••••••• G••••• M•••••• I••• for L•• F•••••••• L•• (registered 2026-02-09)
Feb 16, 2026 · Advisor changed firm · fact
A•••• M•••••• left O•••• I••••••••• I••• for C•••••••• G••••• M•••••• I••• (registered 2022-06-24)
Jun 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address