DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cindy Michelle Tamborello
Feed of 09/14/2026
Also filed as Cindy Michelle Tamborello
At current firm
7 y
since Sep 4, 2019
In the industry
17 y
since Dec 10, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Prospera Financial Services, Inc. BD affiliated currentsince Sep 4, 2019 · Weatherford, Tx
- Wells Fargo Advisors wirehouseMar 9, 2017 to Oct 19, 2017 · Fort Worth, Tx
- Wells Fargo Advisors wirehouseMay 22, 2015 to Feb 18, 2016 · Fort Worth, Tx
- UBS Financial Services Inc. wirehouseDec 17, 2013 to Jun 1, 2015 · Ft. Worth, Tx
- Prospera Financial Services, Inc. BD affiliatedSep 3, 2012 to Jan 8, 2014 · Fort Worth, Tx
- Smh Capital Advisors LLC institutionalMay 3, 2012 to Sep 11, 2012 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Prospera Financial Services, Inc.left Oct 19, 2017, registered Sep 4, 2019 (685 days) · Wirehouse to independent RIA
- UBS Financial Services Inc. to Wells Fargo Advisorsleft Jun 1, 2015, registered May 22, 2015 (-10 days) · Wirehouse to wirehouse
- Prospera Financial Services, Inc. to UBS Financial Services Inc.left Jan 8, 2014, registered Dec 17, 2013 (-22 days) · Other
- Smh Capital Advisors LLC to Prospera Financial Services, Inc.left Sep 11, 2012, registered Sep 3, 2012 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address