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Registered advisor
R••••• C••••••• G••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Jan 9, 2026
In the industry
25 y
since Jul 2, 2001 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 9, 2026 · Walnut Creek, Ca
- L•• F•••••••• L•• BD affiliatedJul 19, 2023 to Jan 12, 2026 · Walnut Creek, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerSep 1, 2018 to Jul 19, 2023 · Walnut Creek, Ca
- E•••••• C•••••• M••••••••• L•• formerAug 31, 2011 to Apr 30, 2018 · Arlington, Va
- A••••••••• F•••••••• S•••••••• L•• national BDDec 14, 2009 to Aug 24, 2011 · Walnut Creek, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Dec 17, 2009 · Piedmont, Ca
- C••••••• I••••••••• S••••••• unclassifiedApr 3, 2006 to May 29, 2007 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 11, 2005 to Mar 20, 2006 · San Francisco, Ca
- W•••••• • R••• formerApr 5, 2004 to Jan 5, 2005 · Dublin, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Jan 12, 2026, registered Jan 9, 2026 (-3 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
- E•••••• C•••••• M••••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Apr 30, 2018, registered Sep 1, 2018 (124 days) · RIA to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to E•••••• C•••••• M••••••••• L••left Aug 24, 2011, registered Aug 31, 2011 (7 days) · Other
- C•••••••• G••••• M•••••• I••• to A••••••••• F•••••••• S•••••••• L••left Dec 17, 2009, registered Dec 14, 2009 (-3 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• I••••••••• S•••••••left Mar 20, 2006, registered Apr 3, 2006 (14 days) · Other
- W•••••• • R••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 5, 2005, registered Jan 11, 2005 (6 days) · Other
Signals
- R••••• C••••••• G•••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2026-01-09)Jan 12, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address