RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• P• H•••••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Nov 13, 2020 · Oxford, Ms
- I•• A•••••••• L•• independent RIAMay 16, 2016 to Dec 14, 2020 · Ridgeland, Ms
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 7, 2009 to May 12, 2016 · Jackson, Ms
- I•• A•••••••• L•• to P••• A••••• S••••••••• L••left Dec 14, 2020, registered Nov 13, 2020 (-31 days) · RIA to affiliated broker-dealer or bank
- N••••••••• M••••• I••••••••• S••••••••• to I•• A•••••••• L••left May 12, 2016, registered May 16, 2016 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address