RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• M•••••• B••••••
- C••••• W••••• P••••••• independent RIA currentsince Jun 16, 2020 · St. Petersburg, Fl
- U•• F•••••••• S••••••• I••• wirehouseJul 11, 2012 to Jul 6, 2020 · St. Petersburg, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 26, 2012 · St. Petersburg, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 25, 2008 to Jun 1, 2009 · St. Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDAug 29, 1996 to Jun 25, 2008 · St. Petersburg, Fl
- U•• F•••••••• S••••••• I••• to C••••• W••••• P•••••••left Jul 6, 2020, registered Jun 16, 2020 (-20 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jul 26, 2012, registered Jul 11, 2012 (-15 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- R•••••• J•••• • A••••••••• I••• to C•••••••• G••••• M•••••• I•••left Jun 25, 2008, registered Jun 25, 2008 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address