RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• L••• B••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Dec 5, 2025 · Dallas, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 13, 2015 to Dec 24, 2025 · Dallas, Tx
- C••••• S••••• S••••••••• •••• L•• formerMar 5, 2012 to Dec 8, 2015 · Dallas, Tx
- C••••••• C•••••• I••••••••• M••••••••• L•• formerAug 2, 2010 to Apr 24, 2012 · Plano, Tx
- L••••• B••••••• I••• unclassifiedAug 5, 2005 to Aug 13, 2008 · Dallas, Tx
- M••••• S•••••• D• I••• unclassifiedNov 20, 1996 to Aug 9, 2005 · Dallas, Tx
- U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••left Dec 24, 2025, registered Dec 5, 2025 (-19 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Dec 8, 2015, registered Nov 13, 2015 (-25 days) · corporate re-registration, not a move
- C••••••• C•••••• I••••••••• M••••••••• L•• to C••••• S••••• S••••••••• •••• L••left Apr 24, 2012, registered Mar 5, 2012 (-50 days) · Other
- L••••• B••••••• I••• to C••••••• C•••••• I••••••••• M••••••••• L••left Aug 13, 2008, registered Aug 2, 2010 (719 days) · Other
- M••••• S•••••• D• I••• to L••••• B••••••• I•••left Aug 9, 2005, registered Aug 5, 2005 (-4 days) · Other
- H•••••• L••• B•••• left U•• F•••••••• S••••••• I••• for R••••••••• C•••••• M••••••••• (registered 2025-12-05)Dec 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address