RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• D•••• R•••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Feb 15, 2023 · Ballwin, Mo
- B••••••• A•••••••• L•• unclassifiedApr 1, 2021 to Aug 17, 2021 · Clayton, Mo
- N•••••• G•••• S••••••••• I••• formerJul 2, 2019 to Jul 2, 2019 · Lake Mary, Fl
- P•• C•••••• A••••••• L•• otherJan 2, 2018 to May 8, 2019 · Clayton, Mo
- B••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Aug 17, 2021, registered Feb 15, 2023 (547 days) · Other
- N•••••• G•••• S••••••••• I••• to B••••••• A•••••••• L••left Jul 2, 2019, registered Apr 1, 2021 (639 days) · Other
- P•• C•••••• A••••••• L•• to N•••••• G•••• S••••••••• I•••left May 8, 2019, registered Jul 2, 2019 (55 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address