DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Pnc Capital Advisors LLC

Other adviserBaltimore, MarylandCRD 151829SEC 801-70684website IAPD

Latest filing Mar 27, 2026

First filing on the tape Mar 29, 2012 · 46 filings

SEC status approved since Sep 29, 2009

RAUM

$51B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$3.0B

derived; firm RAUM over IAPD count

Employees

258

22 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

46 filings and snapshots on the tape

RAUM$51B as of Mar 27, 2026

Mar 30, 2012$35B then

HNW client RAUM$0 as of Mar 27, 2026

Mar 15, 2018$121M then

State-registered IARs (5.B.3)18 as of Mar 27, 2026

Mar 28, 201332 then

Employees (5.A)258 as of Mar 27, 2026

Mar 28, 2013190 then

Private funds1 as of Mar 15, 2018

Mar 30, 20121 then

RAUM +20% over the last fiscal year+14% a year over threeIARs 24 to 18offices 5 to 4

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

Archetypes, each a printed rule

Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A

RAUM per advisor: $3.0BderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $81.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 50%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 15.2derivedItem 5.A over advisors
Advisors per office: 3.4derived5 offices incl. principal (1.F.5)
RAUM growth, one year: +20%derivedbetween the last two annual amendments
Advisor growth, one year: -25%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership: a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
a related person acts as qualified custodian (9.D.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

State and municipal entities$17B34%
Corporations and businesses$15B29%
Banks and thrifts$9.2B18%
Insurance companies$6.0B12%
Pension and profit-sharing plans$1.2B2.4%
Pooled investment vehicles$1.2B2.4%
Charitable organizations$1.0B2.0%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 16reported
Charitable clients: 26reported
Accounts: 624reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.0 fund_share=0.02 institutional_share=0.5 related_bd=true related_bank=true bd_reps=19.0derived

Advisors registered through the firm

17 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Timothy Mcdonough	Cleveland, Oh	Nov 29, 2013	29 y	1
Robert Philip Edmiston	Philadelphia, Pa	Feb 22, 2016	15 y	1
Andrew Patrick Mutscheller	Baltimore, Md	Mar 26, 2018	23 y	3
Stephen R Trombetta	Pittsburgh, Pa	Jun 4, 2020	12 y	1
Patrick Brian Cunningham	Philadelphia, Pa	Aug 14, 2020	23 y	0
Mark Alan YasenchakChartered Financial Analyst	Camp Hill, Pa	Nov 20, 2020	22 y	0
Kristen D Ellis	Charlotte, Nc	Mar 22, 2021	14 y	1
Annabel Louise Whiting	Phoenix, Az	Dec 2, 2021	17 y	1
Wade Maglenn MeadowsCertified Financial Planner, Chartered Financial Consultant	Charlotte, Nc	Apr 18, 2022	25 y	5
Jesus Maria Hinojosa	Houston, Tx	Jun 6, 2023	10 y	0
Andrew David Tino	Pittsburgh, Pa	Aug 3, 2023	28 y	2
Christina Anne Nagy	East Cherry Hill, Nj	Aug 3, 2023	22 y	2
Brian Clark Mock	Bellevue, Wa	Dec 18, 2023	30 y	0
Christopher S MiceikaChartered Financial Analyst	Tampa, Fl	Apr 16, 2025	12 y	0
Kurt Maekawa	Chicago, Il	Sep 10, 2025	23 y	3
Erik Ranson	Baltimore, Md	Dec 18, 2025	21 y	4
Daniel W O'Connor	Boston, Ma	Mar 13, 2026	33 y	0

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount8 left over 36 months

Left, latest

Scott M Pantuso to Wells Fargo Advisors
Jul 11, 2025 · Other
Rebecca W Jacklin to Goelzer Investment Management
May 30, 2025 · Other
Kenneth Gordon Duncan to First Citizens Investor Services, Inc.
Dec 10, 2024 · Other
George A Von Zedlitz to U.S. Bancorp Investments, Inc.
Dec 10, 2024 · Other
Rosalyn Kristina Brown to Principal Securities, Inc.
Oct 2, 2024 · Other
Charles Andrew Johnson to First Citizens Investor Services, Inc.
Jul 31, 2024 · Other
Craig Ryan Watkins to Highland Capital Advisors, LLC
Jan 2, 2024 · Other
Tonya Hammet Sax to Fisher Investments
Dec 6, 2023 · Other
Brent Allan Thomas to Farther
Aug 31, 2023 · Other
Kenneth Wesley Shell to Mercer Global Advisors Inc.
Aug 21, 2023 · Other
Sharmishtha Prasad to Cuso Financial Services, L.P.
Jul 20, 2023 · Other
Shawn Dunn to Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sep 13, 2022 · Other
Daniel H Rosenberg to Rosenberg Wealth Management LLC
Sep 2, 2022 · Other
Jonathan Dominy to Alliancebernstein L.P.
May 10, 2022 · Other
Timothy James Black to Fiducient Advisors LLC
Mar 30, 2022 · Other

Joined, latest

Erik Ranson from Chartwell Investment Partners, LLC
Dec 18, 2025 · Other
Kurt Maekawa from Allspring Funds Management, LLC
Sep 10, 2025 · Other
Christina Anne Nagy from Janney Montgomery Scott LLC
Aug 3, 2023 · Other
Andrew David Tino from Pnc Wealth Management
Aug 3, 2023 · Other
Scott M Pantuso from LPL Financial LLC
Feb 17, 2023 · Other
Daniel H Rosenberg from Day Hagan Asset Management
May 4, 2022 · Other
Wade Maglenn Meadows from Wells Fargo Advisors
Apr 18, 2022 · Other
Rosalyn Kristina Brown from Newport Group Consulting, LLC
Jan 10, 2022 · Other
Craig Ryan Watkins from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jan 7, 2022 · Other
Kenneth Wesley Shell from LPL Financial LLC
Oct 21, 2021 · Other
Sharmishtha Prasad from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jul 22, 2021 · Other
Charles Andrew Johnson from First Citizens Investor Services, Inc.
Oct 27, 2020 · Other
George A Von Zedlitz from J.J.B. Hilliard, W.L. Lyons, LLC
Jun 5, 2020 · Other
Stephen R Trombetta from Pnc Wealth Management
Jun 4, 2020 · Other
Patrick James Clark from Mid Atlantic Financial Management, Inc.
Jun 4, 2020 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Pnc Wealth Management
Nov 18, 2019 · Cleveland, Oh
4 left for Fidelity Personal And Workplace Advisors
Nov 18, 2019 · Cleveland, Oh

2 joined from Pnc Wealth Management
Jan 11, 2017 · Columbus, Oh
2 joined from Pnc Wealth Management
May 11, 2015 · Columbus, Oh

Teams out Teams in

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Pnc International Growth Fund, L.P.no longer reported	Hedge Fund	$100	0	Mar 29, 2012

Owners and control persons

Schedule A and B, latest filing

E Amanda Agati · Manager, Board Of Managerscontrol
since 03/2024 · owns less than 5%
Joseph Thomas Harrington · Chief Risk Officercontrol
since 01/2022 · owns less than 5%
Terrence Sean Rhoderick · Manager, Board Of Managers And Chief Investment Officercontrol
since 12/2019 · owns less than 5%
Reinhard Thomas Rus · Chief Compliance Officercontrol
since 10/2021 · owns less than 5%
Elizabeth Jennifer Spratley · Manager, Board Of Managers And Managing Director-Business Administrationcontrol
since 03/2020 · owns less than 5%
David Marc Yurko · Chief Financial Officercontrol
since 03/2013 · owns less than 5%
Paul Michael Wilson · Chairman & President.
since 03/2024 · owns less than 5%
Jacqueline Jennifer Woskobnick · Manager, Board Of Managers
since 03/2020 · owns less than 5%

Entity owners

Pnc Bank, National Association · Sole Member
direct · owns 75% or more
The Pnc Financial Services Group, Inc. · Shareholder
indirect · owns 75% or more of 100% Ownership Of Pnc Bank, National Association · public reporting company

Related persons

Schedule D 7.A

Pnc Bancorp, Inc
n
Pnc Bank, National Association
investment adviserbankpooled vehicle sponsorcustodiany
Pnc Capital Markets LLC
broker-dealern
Pnc Financial Services Group, Inc
y
Pnc Wealth Management
broker-dealerinvestment advisernRAUM $30B

Advisers that list Pnc Capital Advisors LLC as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined
Baltimore, Md · principal	3	1
Charlotte, Nc	2	0
Philadelphia, Pa	2	0
Pittsburgh, Pa	2	0
Bellevue, Wa	1	0
Tampa, Fl	1	0
Irvine, Ca	0	0
Wesley Chpael, Fl	0	0
Washington, Dc	0	0
Indianapolis, In	0	0

Offices

Schedule D 1.F, the 25 largest

Cleveland, OH8 employees
Birmingham, AL1 employees
Chicago, IL1 employees
Cincinnati, OH1 employees
Dallas, TX1 employees
Raleigh, NC1 employees

What changed

consecutive filings, newest first

Accounts · 573 to 624
Apr 4, 2025 to Mar 27, 2026
Advisory employees · 23 to 22
Apr 4, 2025 to Mar 27, 2026
Advisory activities · 4 to 3
Apr 4, 2025 to Mar 27, 2026
BD registered reps · 24 to 19
Apr 4, 2025 to Mar 27, 2026
Charity clients · 32 to 26
Apr 4, 2025 to Mar 27, 2026
Corporate clients · 125 to 138
Apr 4, 2025 to Mar 27, 2026
Pension plan clients · 18 to 16
Apr 4, 2025 to Mar 27, 2026
Employees · 263 to 258
Apr 4, 2025 to Mar 27, 2026
State-registered IARs · 24 to 18
Apr 4, 2025 to Mar 27, 2026
Other offices · 5 to 4
Apr 4, 2025 to Mar 27, 2026
Discretionary RAUM · $43B to $51B
Apr 4, 2025 to Mar 27, 2026
Pension RAUM · $1.2B to $1.2B
Apr 4, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $1.2B to $1.2B
Apr 4, 2025 to Mar 27, 2026
RAUM · $43B to $51B
Apr 4, 2025 to Mar 27, 2026
Other offices · 6 to 5
Aug 19, 2024 to Apr 4, 2025
Accounts · 516 to 573
Aug 19, 2024 to Apr 4, 2025
BD registered reps · 31 to 24
Aug 19, 2024 to Apr 4, 2025
Corporate clients · 119 to 125
Aug 19, 2024 to Apr 4, 2025
Pension plan clients · 17 to 18
Aug 19, 2024 to Apr 4, 2025
Employees · 254 to 263
Aug 19, 2024 to Apr 4, 2025
Financial planning clients · 0 to 0
Aug 19, 2024 to Apr 4, 2025
State-registered IARs · 31 to 24
Aug 19, 2024 to Apr 4, 2025
Discretionary RAUM · $38B to $43B
Aug 19, 2024 to Apr 4, 2025
Pension RAUM · $1.2B to $1.2B
Aug 19, 2024 to Apr 4, 2025
Pooled vehicle RAUM · $1.2B to $1.2B
Aug 19, 2024 to Apr 4, 2025
RAUM · $38B to $43B
Aug 19, 2024 to Apr 4, 2025
Accounts · 498 to 516
Nov 17, 2023 to Mar 26, 2024
BD registered reps · 40 to 31
Nov 17, 2023 to Mar 26, 2024
Charity clients · 31 to 32
Nov 17, 2023 to Mar 26, 2024
Corporate clients · 107 to 119
Nov 17, 2023 to Mar 26, 2024
Pension plan clients · 16 to 17
Nov 17, 2023 to Mar 26, 2024
Employees · 154 to 254
Nov 17, 2023 to Mar 26, 2024
State-registered IARs · 40 to 31
Nov 17, 2023 to Mar 26, 2024
Discretionary RAUM · $34B to $38B
Nov 17, 2023 to Mar 26, 2024
Pension RAUM · $776M to $1.2B
Nov 17, 2023 to Mar 26, 2024
Pooled vehicle RAUM · $1.2B to $1.2B
Nov 17, 2023 to Mar 26, 2024
RAUM · $34B to $38B
Nov 17, 2023 to Mar 26, 2024
Charity clients · 33 to 31
Mar 31, 2023 to Nov 17, 2023
Corporate clients · 138 to 107
Mar 31, 2023 to Nov 17, 2023
Pension plan clients · 24 to 16
Mar 31, 2023 to Nov 17, 2023

Signals

29 dated events

Scott M Pantuso left Pnc Capital Advisors Llc for Wells Fargo Advisors (registered 2026-02-02)
Jul 11, 2025 · Advisor changed firm · fact
Rebecca W Jacklin left Pnc Capital Advisors Llc for Goelzer Investment Management (registered 2025-06-04)
May 30, 2025 · Advisor changed firm · fact
Kenneth Gordon Duncan left Pnc Capital Advisors Llc for First Citizens Investor Services, Inc. (registered 2025-09-08)
Dec 10, 2024 · Advisor changed firm · fact
George A Von Zedlitz left Pnc Capital Advisors Llc for U.S. Bancorp Investments, Inc. (registered 2025-05-13)
Dec 10, 2024 · Advisor changed firm · fact
Rosalyn Kristina Brown left Pnc Capital Advisors Llc for Principal Securities, Inc. (registered 2024-11-20)
Oct 2, 2024 · Advisor changed firm · fact
Charles Andrew Johnson left Pnc Capital Advisors Llc for First Citizens Investor Services, Inc. (registered 2025-04-01)
Jul 31, 2024 · Advisor changed firm · fact
(None) Alistair Jessiman (Chairman & President) no longer on Schedule A of Pnc Capital Advisors Llc (listed 2023-11-17, absent 2024-03-26)
Mar 26, 2024 · Control person left · inference
E Amanda Agati (Manager, Board Of Managers) appeared on Schedule A of Pnc Capital Advisors Llc
Mar 26, 2024 · Control person joined · fact
Craig Ryan Watkins left Pnc Capital Advisors Llc for Highland Capital Advisors, Llc (registered 2024-01-12)
Jan 2, 2024 · Advisor changed firm · fact
Tonya Hammet Sax left Pnc Capital Advisors Llc for Fisher Investments (registered 2025-01-18)
Dec 6, 2023 · Advisor changed firm · fact
Brent Allan Thomas left Pnc Capital Advisors Llc for Farther (registered 2024-04-25)
Aug 31, 2023 · Advisor changed firm · fact
Kenneth Wesley Shell left Pnc Capital Advisors Llc for Mercer Global Advisors Inc. (registered 2024-04-29)
Aug 21, 2023 · Advisor changed firm · fact
Sharmishtha Prasad left Pnc Capital Advisors Llc for Cuso Financial Services, L.P. (registered 2024-09-03)
Jul 20, 2023 · Advisor changed firm · fact
Shawn Dunn left Pnc Capital Advisors Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-07-13)
Sep 13, 2022 · Advisor changed firm · fact
Daniel H Rosenberg left Pnc Capital Advisors Llc for Rosenberg Wealth Management Llc (registered 2022-12-12)
Sep 2, 2022 · Advisor changed firm · fact
Jonathan Dominy left Pnc Capital Advisors Llc for Alliancebernstein L.P. (registered 2022-05-13)
May 10, 2022 · Advisor changed firm · fact
Timothy James Black left Pnc Capital Advisors Llc for Fiducient Advisors Llc (registered 2022-12-19)
Mar 30, 2022 · Advisor changed firm · fact
Joseph Thomas Harrington (Chief Risk Officer) appeared on Schedule A of Pnc Capital Advisors Llc
Mar 30, 2022 · Control person joined · fact
David William Mennonna (Chief Risk Officer) no longer on Schedule A of Pnc Capital Advisors Llc (listed 2021-11-02, absent 2022-03-30)
Mar 30, 2022 · Control person left · inference
Reinhard Thomas Rus (Chief Compliance Officer) appeared on Schedule A of Pnc Capital Advisors Llc
Nov 2, 2021 · Control person joined · fact
Joseph Michael Gioffre (Chief Compliance Officer) no longer on Schedule A of Pnc Capital Advisors Llc (listed 2021-04-14, absent 2021-11-02)
Nov 2, 2021 · Control person left · inference
Pnc Capital Advisors Llc reported RAUM $30.0B, up 26% from $23.9B (2020-06-25 to 2021-03-30)
Mar 30, 2021 · RAUM change · derived
Gerard Mark Mcglone (Manager, Board Of Managers) no longer on Schedule A of Pnc Capital Advisors Llc (listed 2020-06-25, absent 2021-03-30)
Mar 30, 2021 · Control person left · inference
Patrick Michael Lyons (Manager, Board Of Managers) no longer on Schedule A of Pnc Capital Advisors Llc (listed 2019-12-16, absent 2020-03-27)
Mar 27, 2020 · Control person left · inference
Pnc Capital Advisors Llc reported 42 state-registered advisory representatives, down from 78 (2019-10-29 to 2019-12-16)
Dec 16, 2019 · Advisor headcount change · derived
Pnc Capital Advisors Llc reported RAUM $23.9B, down 55% from $53.5B (2019-10-29 to 2019-12-16)
Dec 16, 2019 · RAUM change · derived
P. Aneet Deshpande (Chief Investment Officer) no longer on Schedule A of Pnc Capital Advisors Llc (listed 2019-10-29, absent 2019-12-16)
Dec 16, 2019 · Control person left · inference
Terrence Sean Rhoderick (Chief Investment Officer) appeared on Schedule A of Pnc Capital Advisors Llc
Dec 16, 2019 · Control person joined · fact
Patrick Michael Lyons (Manager, Board Of Managers) appeared on Schedule A of Pnc Capital Advisors Llc
May 24, 2019 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: PNCCAPITALADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: (216) 222-3921reportedpublic record, Form ADV, Mar 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: $3.0Bderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026