DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Leo Peter Hamill
Chartered Financial Analyst
Feed of 09/15/2026
At current firm
12 y
since May 23, 2014
In the industry
31 y
since Dec 13, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- RBC Securities, Inc. BD affiliated currentsince May 23, 2014 · New York, Ny
- U.S. Bancorp Advisors, LLC BD affiliatedApr 18, 2013 to May 13, 2014 · Montecito, Ca
- Wells Fargo Advisors wirehouseJan 3, 2011 to Nov 7, 2011 · Roseville, Ca
- Wells Fargo Investments, LLC unclassifiedFeb 8, 2007 to Jan 3, 2011 · Roseville, Ca
- Wells Fargo Investments, LLC unclassifiedFeb 9, 1999 to May 4, 2005 · Sacramento, Ca
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Advisors, LLC to RBC Securities, Inc.left May 13, 2014, registered May 23, 2014 (10 days) · Other
- Wells Fargo Advisors to U.S. Bancorp Advisors, LLCleft Nov 7, 2011, registered Apr 18, 2013 (528 days) · Other
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address