RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S•••• B•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 1, 2023 · Berwyn, Pa
- 1••• A••••••• formerMay 1, 2008 to Feb 6, 2023 · West Conshohocken, Pa
- D••••••• M••••••• W••••• • B••••••• L•• unclassifiedApr 3, 2006 to Feb 1, 2008 · Lancaster, Pa
- D••••••• M••••••• W••••• • B••••••• L•• unclassifiedJun 26, 1997 to Dec 31, 2003 · West Conshohocken, Pa
- 1••• A••••••• to L•• F•••••••• L••left Feb 6, 2023, registered Feb 1, 2023 (-5 days) · RIA to RIA · moved with a team
- D••••••• M••••••• W••••• • B••••••• L•• to 1••• A•••••••left Feb 1, 2008, registered May 1, 2008 (90 days) · Other
- J•••• S•••• B••••• left 1••• A••••••• for L•• F•••••••• L•• (registered 2023-02-01)Feb 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address