DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

1914 Advisors

Former SEC-registered adviserWest Conshohocken, PennsylvaniaCRD 100SEC 801-68111IAPD
Legal name Boenning & Scattergood, Inc.
Latest filing Aug 25, 2022
First filing on the tape Jan 24, 2012 · 33 filings
RAUM
$1.2B
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
95%
$1.1B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
76
33 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$1.2B as of Mar 17, 2022
Jan 24, 2012$550M then
HNW client RAUM$892M as of Mar 17, 2022
Mar 27, 2018$177M then
State-registered IARs (5.B.3)54 as of Mar 17, 2022
Jan 24, 20120 then
Employees (5.A)76 as of Mar 17, 2022
Jan 30, 201336 then
Private funds: no history
RAUM +25% over the last fiscal year+19% a year over threeIARs 12 to 54
Practice profile
derived from the filing of Aug 25, 2022; every figure names its basis
RAUM per advisor
$21.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
17derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$876,322derivedRAUM over accounts (5.F.2.f)
Discretionary
80%derivedof RAUM
Institutional
2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
5.4derived10 offices incl. principal (1.F.5)
RAUM growth, one year
+25%derivedbetween the last two annual amendments
Advisor growth, one year
+350%derivedItem 5.B.3 between annual amendments
Client growth, one year
+11%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program
$44.5MreportedItem 5.I
Custody
$1.2B, 1,001 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$892M77%
  • Individuals$212M18%
  • Charitable organizations$30.6M2.6%
  • Corporations and businesses$19.1M1.6%
  • Pension and profit-sharing plans$3.4M0.3%
Individual clients
604reported
HNW clients
330reported
Pension plan clients
3reported
Charitable clients
15reported
Accounts
1,321reported
Financial planning clients
1-10reported
Wrap fee programs
$5.5M sponsored, $0 managedreported
Custody of client assets
$1.2B for 1,001 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Andrew Michael Maddaloni · Directorcontrol
    since 03/2020 · owns less than 5%
  • George Michael Jr Mara · Presidentcontrol
    since 07/2018 · owns 5% to 10%
  • Harold Francis Jr Scattergood · Directorcontrol
    since 12/2007 · owns less than 5%
  • Jeffrey Tappan Stannard · Directorcontrol
    since 03/2020 · owns less than 5%
  • Dale Robert Weigand · Director, Chief Financial Officer,Finopcontrol
    since 06/2006 · owns less than 5%
  • Harold Francis Jr Scattergood · Chairman/Ceocontrol
    since 01/2007 · owns 50% to 75% of Boenning & Scattergood Holdings
  • Stephen Thomas Comes · Chief Compliance Officer
    since 07/2022 · owns less than 5%
Entity owners
  • Boenning & Scattergood Holdings · Holding Co Of Boenning & Scattergood Inc
    direct · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Berwyn, PA5 employees
  • Columbus, OH3 employees
  • Pottstown, PA3 employees
  • Cleveland, OH2 employees
  • , 1 employees
  • Linwood, NJ1 employees
  • Carnegie, PA1 employees
  • Lancaster, PA1 employees
What changed
consecutive filings, newest first
  • Accounts · 1,182 to 1,321
    Oct 7, 2021 to Mar 17, 2022
  • Advisory employees · 35 to 33
    Oct 7, 2021 to Mar 17, 2022
  • BD registered reps · 76 to 69
    Oct 7, 2021 to Mar 17, 2022
  • Corporate clients · 7 to 9
    Oct 7, 2021 to Mar 17, 2022
  • HNW clients · 294 to 330
    Oct 7, 2021 to Mar 17, 2022
  • Individual clients · 547 to 604
    Oct 7, 2021 to Mar 17, 2022
  • Assets in custody · $931M to $1.2B
    Oct 7, 2021 to Mar 17, 2022
  • Employees · 82 to 76
    Oct 7, 2021 to Mar 17, 2022
  • Insurance-licensed employees · 0 to 1
    Oct 7, 2021 to Mar 17, 2022
  • State-registered IARs · 12 to 54
    Oct 7, 2021 to Mar 17, 2022
  • Discretionary RAUM · $735M to $921M
    Oct 7, 2021 to Mar 17, 2022
  • HNW RAUM · $696M to $892M
    Oct 7, 2021 to Mar 17, 2022
  • Individual RAUM · $187M to $212M
    Oct 7, 2021 to Mar 17, 2022
  • Non-discretionary RAUM · $194M to $237M
    Oct 7, 2021 to Mar 17, 2022
  • Pension RAUM · $2.6M to $3.4M
    Oct 7, 2021 to Mar 17, 2022
  • RAUM · $928M to $1.2B
    Oct 7, 2021 to Mar 17, 2022
  • Wrap assets (sponsor) · $3.3M to $5.5M
    Oct 7, 2021 to Mar 17, 2022
  • Accounts · 1,073 to 1,182
    Nov 23, 2020 to Mar 31, 2021
  • Advisory employees · 34 to 35
    Nov 23, 2020 to Mar 31, 2021
  • BD registered reps · 69 to 76
    Nov 23, 2020 to Mar 31, 2021
  • Charity clients · 16 to 15
    Nov 23, 2020 to Mar 31, 2021
  • Corporate clients · 4 to 7
    Nov 23, 2020 to Mar 31, 2021
  • HNW clients · 225 to 294
    Nov 23, 2020 to Mar 31, 2021
  • Individual clients · 508 to 547
    Nov 23, 2020 to Mar 31, 2021
  • Assets in custody · $780M to $931M
    Nov 23, 2020 to Mar 31, 2021
  • Employees · 75 to 82
    Nov 23, 2020 to Mar 31, 2021
  • Financial planning clients · 11-25 to 1-10
    Nov 23, 2020 to Mar 31, 2021
  • State-registered IARs · 0 to 12
    Nov 23, 2020 to Mar 31, 2021
  • Other offices · 8 to 9
    Nov 23, 2020 to Mar 31, 2021
  • Discretionary RAUM · $628M to $735M
    Nov 23, 2020 to Mar 31, 2021
  • HNW RAUM · $604M to $696M
    Nov 23, 2020 to Mar 31, 2021
  • Individual RAUM · $178M to $187M
    Nov 23, 2020 to Mar 31, 2021
  • Non-discretionary RAUM · $185M to $194M
    Nov 23, 2020 to Mar 31, 2021
  • Pension RAUM · $2.6M to $2.6M
    Nov 23, 2020 to Mar 31, 2021
  • RAUM · $813M to $928M
    Nov 23, 2020 to Mar 31, 2021
  • Wrap assets (sponsor) · $3.7M to $3.3M
    Nov 23, 2020 to Mar 31, 2021
  • Accounts · 926 to 1,073
    Jul 25, 2019 to Mar 31, 2020
  • Advisory employees · 31 to 34
    Jul 25, 2019 to Mar 31, 2020
  • BD registered reps · 61 to 69
    Jul 25, 2019 to Mar 31, 2020
  • HNW clients · 213 to 225
    Jul 25, 2019 to Mar 31, 2020
Signals
56 dated events
  • Jeffrey Joon Yee Tong left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Mar 9, 2023 · Advisor changed firm · fact
  • Harold Francis Scattergood left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 15, 2023 · Advisor changed firm · fact
  • Louis Edward Depaul left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 8, 2023 · Advisor changed firm · fact
  • John Michael Durkan left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 8, 2023 · Advisor changed firm · fact
  • Cherie Lynette Harris left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 8, 2023 · Advisor changed firm · fact
  • Mary Tryon left 1914 Advisors for Lpl Financial Llc (registered 2023-02-02)
    Feb 8, 2023 · Advisor changed firm · fact
  • Andrew Bernard Conti left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 7, 2023 · Advisor changed firm · fact
  • James Carl Corts left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 7, 2023 · Advisor changed firm · fact
  • Daniel Alexander Nyiri left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Philip Joseph Baldassari left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Brian James Mcgrath left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Lisa Ann Schaub left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Samuel Charles Ginsberg left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Alexander Weber Boyer left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Jan Robert Carr left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Martin Patrick Kraft D'Amico left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Stephen Edward Balen left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Joel Phillip Feldman left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Julie Seher Bickel left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Joseph David Waterman left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • 1914 Advisors's advisors moved to LPL Financial LLC (West Conshohocken, PA): 22 of 25 registered, within 9 days
    Feb 6, 2023 · Firm absorbed (people side) · derived
  • Joseph Paul Mcerlean left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Carl C Crowley left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Daniel B Boyer left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Andrew Michael Maddaloni left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Cyril James Kanagaraj left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
    Feb 6, 2023 · Advisor changed firm · fact
  • Stephen Thomas Comes left 1914 Advisors for Columbus Macro, Llc (registered 2023-02-09)
    Jan 31, 2023 · Advisor changed firm · fact
  • 2 advisors left 1914 Advisors (West Conshohocken, PA) for Thurston Springer Advisors on the same day
    Jan 17, 2023 · Team lift-out · derived
  • Robert Lester Fox left 1914 Advisors for Thurston Springer Advisors (registered 2023-01-20)
    Jan 17, 2023 · Advisor changed firm · fact
  • Frank Andrew Ingwersen left 1914 Advisors for Thurston Springer Advisors (registered 2023-01-20)
    Jan 17, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026