DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• A••• C••••••

U••• B•••••• A•••••••• L••BD affiliatedEdmonds, Wadual registrantIAPD 2549107

Feed of 09/14/2026

Also filed as A••••• A••• Brannan

At current firm

0 y

since Feb 13, 2026

In the industry

31 y

since Oct 20, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Edmonds, Wa
U••• B•••••• I••••••••• I••• former
Dec 8, 2016 to Feb 13, 2026 · Seattle, Wa
W•••• F•••• A••••••• wirehouse
Oct 29, 2013 to Dec 1, 2016 · Seattle, Wa
U••• B•••••• A•••••••• L•• BD affiliated
Jul 26, 2011 to Oct 9, 2013 · Everett, Wa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 14, 2009 to Jun 3, 2011 · Seattle, Wa
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Jul 1, 1998 to Apr 28, 2009 · Lynnwood, Wa

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
left Dec 1, 2016, registered Dec 8, 2016 (7 days) · Other
U••• B•••••• A•••••••• L•• to W•••• F•••• A•••••••
left Oct 9, 2013, registered Oct 29, 2013 (20 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• A•••••••• L••
left Jun 3, 2011, registered Jul 26, 2011 (53 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 28, 2009, registered Dec 14, 2009 (230 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address