RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• E•••• S•••••••
- W••••••••• A••••••• P••••••• L•• BD affiliated currentsince Feb 6, 2019 · West Chester, Pa
- B••••• W••••• M••••••••• L•• unclassifiedJan 15, 2009 to Nov 9, 2011 · Houston, Tx
- 1•• G••••• A••••••• I•• formerAug 14, 2008 to Feb 8, 2019 · Houston, Tx
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedJun 29, 2007 to Aug 15, 2008 · Houston, Tx
- 1•• G••••• A••••••• I•• to B••••• W••••• M••••••••• L••left Feb 8, 2019, registered Jan 15, 2009 (-3676 days) · Other
- B••••• W••••• M••••••••• L•• to W••••••••• A••••••• P••••••• L••left Nov 9, 2011, registered Feb 6, 2019 (2646 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to 1•• G••••• A••••••• I••left Aug 15, 2008, registered Aug 14, 2008 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address