RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• D••• S••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jan 25, 2024 · Westerville, Oh
- S•••• W••••• P•••••••• L•• unclassifiedFeb 8, 2011 to Sep 1, 2011 · Columbus, Oh
- B•••••• R••••• • R•• formerJul 21, 2006 to Jul 7, 2009 · Columbus, Oh
- O•••• W•••••• I••• BD affiliatedAug 19, 1999 to Oct 1, 2004 · Columbus, Oh
- W••••• F•••••••• P••••••• G•••• I•• unclassifiedJun 18, 1996 to Dec 5, 2005 · Columbus, Oh
- S•••• W••••• P•••••••• L•• to M••••• G••••• A••••••• I•••left Sep 1, 2011, registered Jan 25, 2024 (4529 days) · Other
- B•••••• R••••• • R•• to S•••• W••••• P•••••••• L••left Jul 7, 2009, registered Feb 8, 2011 (581 days) · Other
- W••••• F•••••••• P••••••• G•••• I•• to O•••• W•••••• I•••left Dec 5, 2005, registered Aug 19, 1999 (-2300 days) · Other
- O•••• W•••••• I••• to B•••••• R••••• • R••left Oct 1, 2004, registered Jul 21, 2006 (658 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address