DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Denise Marie Mcgee

Cetera Investment Advisers LLCBD affiliatedEl Segundo, Ca dual registrantIAPD 2549694

Feed of 09/15/2026

Also filed as Denise M Clarke

At current firm

1 y

since Mar 28, 2025

In the industry

21 y

since Dec 11, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Mar 28, 2025 · Philadelphia, Pa
Grove Point Advisors, LLC former
Apr 19, 2022 to Feb 28, 2025 · Philadelphia, Pa
Cetera Advisor Networks LLC former
Jan 31, 2017 to Apr 20, 2022 · El Segundo, Ca
Investment Professionals, Inc. former
Oct 12, 2015 to Apr 11, 2016 · San Antonio, Tx
Next Financial Group, Inc. former
Jun 13, 2011 to Oct 5, 2015 · Houston, Tx
Questar Asset Management, Inc. former
Dec 21, 2007 to Jun 7, 2011 · Voorhees, Nj
Questar Asset Management, Inc. former
Jun 29, 2006 to Mar 27, 2007 · Voorhees, Nj

Moves

a registration end followed by a registration begin elsewhere

Grove Point Advisors, LLC to Cetera Investment Advisers LLC
left Feb 28, 2025, registered Mar 28, 2025 (28 days) · Affiliated broker-dealer or bank to another
Cetera Advisor Networks LLC to Grove Point Advisors, LLC
left Apr 20, 2022, registered Apr 19, 2022 (-1 days) · Affiliated broker-dealer or bank to another
Investment Professionals, Inc. to Cetera Advisor Networks LLC
left Apr 11, 2016, registered Jan 31, 2017 (295 days) · Other
Next Financial Group, Inc. to Investment Professionals, Inc.
left Oct 5, 2015, registered Oct 12, 2015 (7 days) · Other
Questar Asset Management, Inc. to Next Financial Group, Inc.
left Jun 7, 2011, registered Jun 13, 2011 (6 days) · Other

Signals

Denise Marie Mcgee left Grove Point Advisors, Llc for Cetera Investment Advisers Llc (registered 2025-03-28)
Feb 28, 2025 · Advisor changed firm · fact
Denise Marie Mcgee left Cetera Advisor Networks Llc for Grove Point Advisors, Llc (registered 2022-04-19)
Apr 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address