T••••• J••••• N••••

W•••• F•••• A•••••••wirehouseNewport Beach, Cadual registrantIAPD 2549823

Feed of 09/14/2026

At current firm

0 y

since Mar 12, 2026

In the industry

16 y

since Oct 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Mar 12, 2026 · Newport Beach, Ca
U•• F•••••••• S••••••• I••• wirehouse
May 5, 2021 to Mar 24, 2026 · Newport Beach, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 4, 2009 to Apr 30, 2021 · Newport Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Mar 24, 2026, registered Mar 12, 2026 (-12 days) · Wirehouse to wirehouse · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Apr 30, 2021, registered May 5, 2021 (5 days) · Wirehouse to wirehouse

Signals

••• Locked
Mar 24, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address