RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W•••••• L•••••
- D•• A•••••• G••••• I••• independent RIA currentsince Jan 26, 2026 · Lutz, Fl
- S••••• O•• S••••••••• I••• BD affiliatedFeb 22, 2023 to Feb 8, 2024 · Knoxville, Tn
- S••••• O•• S••••••••• I••• to D•• A•••••• G••••• I•••left Feb 8, 2024, registered Jan 26, 2026 (718 days) · Affiliated broker-dealer or bank to independent RIA
- D•••• W•••••• L••••• left S••••• O•• S••••••••• I••• for D•• A•••••• G••••• I••• (registered 2026-01-26)Feb 8, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address