DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Dmk Advisor Group, Inc.

Independent wealth managerLutz, FloridaCRD 41067SEC 801-121389websiteIAPD
Latest filing Sep 14, 2026
First filing on the tape May 4, 2021 · 39 filings
SEC status approved since Jun 3, 2021
RAUM
$131M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$131M individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$6.9M
derived; firm RAUM over IAPD count
Employees
38
28 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$131M as of Jun 2, 2026
Aug 12, 2022$61.9M then
HNW client RAUM$80.7M as of Jun 2, 2026
Aug 12, 2022$8.3M then
State-registered IARs (5.B.3)28 as of Jun 2, 2026
Aug 12, 202235 then
Employees (5.A)38 as of Jun 2, 2026
Aug 12, 202242 then
Private funds: no history
RAUM +131% over the last fiscal yearIARs 25 to 28
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$6.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
27derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$783,649derivedHNW RAUM over HNW clients
Average account
$167,912derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
9.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+42%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+10%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$80.7M62%
  • Individuals$50.1M38%
Individual clients
412reported
HNW clients
103reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
779reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $131M managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=38.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Kelvin Ray DouglasMcminnville, Tn Jan 5, 202226 y2
Michael Joseph BlackmoreLutz, Fl Jan 5, 202229 y1
Jorge Ramon PerezLutz, FlJan 6, 202234 y2
Ruben Rodriguez-DominguezLutz, Fl Jan 25, 202216 y1
Christine Marie CagleLutz, Fl Nov 8, 202225 y0
Stephen Charles WestveerKalamazoo, Mi Jun 15, 202331 y0
Clifton Scott JohnsonChartered Financial ConsultantBountiful, Ut Jan 21, 202537 y1
Sunil Dutt MisraChartered Financial ConsultantOrange Park, Fl Jul 2, 202517 y5
Janak R DesaiLutz, Fl Jul 7, 202515 y1
David Daniel HoganLutz, Fl Jul 14, 202540 y2
Joshua Hunter HoganLutz, Fl Aug 27, 202511 y1
Daniel Allen BramschreiberLucas, Tx Sep 28, 202529 y6
David William LamontCertified Financial Planner, Chartered Financial ConsultantLenoir City, Tn Jan 26, 202631 y1
Alan Roland WooleverLutz, Fl Mar 2, 202643 y1
Carlos ValadezSan Antonio, Tx Mar 16, 202620 y4
Juan Carlos Melendez-CaleroLutz, Fl Mar 19, 202617 y0
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Janak R Desai · Directorcontrol
      since 01/2020 · owns 10% to 25%
    • Kelvin Ray Douglas · Directorcontrol
      since 01/2020 · owns 10% to 25%
    • Sunil Dutt Misra · Director/Principalcontrol
      since 01/2020 · owns 10% to 25%
    • Erin Elaine Baskett · Chief Compliance Officer
      since 06/2022 · owns less than 5%
    • Peter B Galligan · Finop
      since 12/2001 · owns less than 5%
    • Barry Julian Grosman · Director
      since 08/2024 · owns less than 5%
    • John David Ohman · Rop/Crop
      since 10/2019 · owns less than 5%
    • Jorge Ramon Perez · Director
      since 01/2020 · owns 10% to 25%
    • Harold Alan Schwartz · Ceo/Principal
      since 10/2020 · owns 10% to 25%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Lutz, Fl · principal1950
    Mcminnville, Tn200
    Beaverton, Or000
    Paseo Real Montejo, Manati, Pr000
    Offices
    Schedule D 1.F, the 25 largest
    • Tigard, OR1 employees
    What changed
    consecutive filings, newest first
    • Financial planning clients · 0 to 0
      Jun 2, 2026 to Sep 14, 2026
    • Succession · false to unset
      Jun 2, 2026 to Sep 14, 2026
    • Accounts · 469 to 779
      Dec 19, 2025 to May 28, 2026
    • BD registered reps · 42 to 38
      Dec 19, 2025 to May 28, 2026
    • HNW clients · 82 to 103
      Dec 19, 2025 to May 28, 2026
    • Individual clients · 216 to 412
      Dec 19, 2025 to May 28, 2026
    • Employees · 42 to 38
      Dec 19, 2025 to May 28, 2026
    • Insurance-licensed employees · 16 to 8
      Dec 19, 2025 to May 28, 2026
    • Discretionary RAUM · $84.5M to $131M
      Dec 19, 2025 to May 28, 2026
    • HNW RAUM · $55.6M to $80.7M
      Dec 19, 2025 to May 28, 2026
    • Individual RAUM · $28.9M to $50.1M
      Dec 19, 2025 to May 28, 2026
    • RAUM · $84.5M to $131M
      Dec 19, 2025 to May 28, 2026
    • Wrap assets (manager) · $84.5M to $131M
      Dec 19, 2025 to May 28, 2026
    • Financial planning clients · 0 to 0
      Jul 23, 2025 to Nov 22, 2025
    • Accounts · 462 to 469
      Jan 6, 2025 to May 20, 2025
    • Advisory employees · 25 to 28
      Jan 6, 2025 to May 20, 2025
    • BD registered reps · 33 to 42
      Jan 6, 2025 to May 20, 2025
    • HNW clients · 78 to 82
      Jan 6, 2025 to May 20, 2025
    • Individual clients · 252 to 216
      Jan 6, 2025 to May 20, 2025
    • Employees · 33 to 42
      Jan 6, 2025 to May 20, 2025
    • Insurance-licensed employees · 13 to 16
      Jan 6, 2025 to May 20, 2025
    • State-registered IARs · 25 to 28
      Jan 6, 2025 to May 20, 2025
    • Discretionary RAUM · $80.5M to $84.5M
      Jan 6, 2025 to May 20, 2025
    • HNW RAUM · $47.6M to $55.6M
      Jan 6, 2025 to May 20, 2025
    • Individual RAUM · $33.0M to $28.9M
      Jan 6, 2025 to May 20, 2025
    • Non-discretionary RAUM · $166,479 to $0
      Jan 6, 2025 to May 20, 2025
    • RAUM · $80.6M to $84.5M
      Jan 6, 2025 to May 20, 2025
    • Wrap assets (manager) · $80.6M to $84.5M
      Jan 6, 2025 to May 20, 2025
    • Accounts · 424 to 462
      Jan 9, 2024 to May 30, 2024
    • BD registered reps · 36 to 33
      Jan 9, 2024 to May 30, 2024
    • HNW clients · 70 to 78
      Jan 9, 2024 to May 30, 2024
    • Individual clients · 230 to 252
      Jan 9, 2024 to May 30, 2024
    • Employees · 36 to 33
      Jan 9, 2024 to May 30, 2024
    • Discretionary RAUM · $56.6M to $80.5M
      Jan 9, 2024 to May 30, 2024
    • HNW RAUM · $34.3M to $47.6M
      Jan 9, 2024 to May 30, 2024
    • Individual RAUM · $22.4M to $33.0M
      Jan 9, 2024 to May 30, 2024
    • Non-discretionary RAUM · $167,306 to $166,479
      Jan 9, 2024 to May 30, 2024
    • RAUM · $56.7M to $80.6M
      Jan 9, 2024 to May 30, 2024
    • Wrap assets (manager) · $56.7M to $80.6M
      Jan 9, 2024 to May 30, 2024
    • Accounts · 436 to 424
      Mar 7, 2023 to Jun 6, 2023
    Signals
    10 dated events
    • 2 advisors left Hogan French Financial Services (South Jordan, UT) for Dmk Advisor Group, Inc. on the same day
      Aug 1, 2025 · Team lift-out · derived
    • Thomas A Walker left Dmk Advisor Group, Inc. for Rooted Financial Group, Llc (registered 2025-04-07)
      Mar 7, 2025 · Advisor changed firm · fact
    • Diego Jose Garcia left Dmk Advisor Group, Inc. for Lpl Financial Llc (registered 2025-02-19)
      Feb 17, 2025 · Advisor changed firm · fact
    • Natalie Margaret Neaton left Dmk Advisor Group, Inc. for Expand Financial, Llc (registered 2025-05-27)
      Oct 14, 2024 · Advisor changed firm · fact
    • Alberto Pedrosa-Menabrito (Director) no longer on Schedule A of Dmk Advisor Group, Inc. (listed 2024-01-09, absent 2024-05-30)
      May 30, 2024 · Control person left · inference
    • William Patrick Jr Norton (Director) no longer on Schedule A of Dmk Advisor Group, Inc. (listed 2024-01-09, absent 2024-05-30)
      May 30, 2024 · Control person left · inference
    • Dmk Advisor Group, Inc. reported 25 state-registered advisory representatives, down from 35 (2023-03-07 to 2023-06-06)
      Jun 6, 2023 · Advisor headcount change · derived
    • Dmk Advisor Group, Inc. reported 35 state-registered advisory representatives, up from 22 (2022-06-01 to 2022-08-12)
      Aug 12, 2022 · Advisor headcount change · derived
    • John Edgar Morrill (Director) no longer on Schedule A of Dmk Advisor Group, Inc. (listed 2021-09-15, absent 2021-09-30)
      Sep 30, 2021 · Control person left · inference
    • Dmk Advisor Group, Inc. filed its initial SEC registration (Form ADV)
      May 4, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Business phone
    813-996-6100reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/dmk-advisor-groupreportedpublic record, Form ADV, Sep 17, 2026
    Website
    dmkadvisorgroup.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    813-996-6100reportedpublic record, Form ADV, Sep 14, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $6.9Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026