RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• A••• S••••
- S•••• W••••• M••••••••• L•• state registered currentsince Mar 23, 2026 · Perry, Ga
- S•••• W••••• M••••••••• L•• state registeredSep 15, 2016 to Dec 31, 2025 · Perry, Ga
- A•••• M••••••••• S••••••••• I••• independent RIAApr 22, 2016 to Jul 26, 2016 · Suwanee, Ga
- Q•••••• A•••• M••••••••• I••• formerJun 17, 2011 to Oct 9, 2015 · Minneapolis, Mn
- W••••••• F•••••••• S•••••••• I••• formerNov 15, 2007 to Jun 29, 2011 · Morgan Hill, Ca
- A•••• M••••••••• S••••••••• I••• to S•••• W••••• M••••••••• L••left Jul 26, 2016, registered Sep 15, 2016 (51 days) · Other
- Q•••••• A•••• M••••••••• I••• to A•••• M••••••••• S••••••••• I•••left Oct 9, 2015, registered Apr 22, 2016 (196 days) · Other
- W••••••• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••left Jun 29, 2011, registered Jun 17, 2011 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address