DFX Intelligence
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Registered advisor
K••• B•••• C•••••
Feed of 09/14/2026
At current firm
19 y
since Nov 6, 2006
In the industry
30 y
since Apr 10, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Nov 6, 2006 · Gettysburg, Pa
- C••••• A•••••• N••••••• L•• formerJun 20, 2006 to Oct 26, 2006 · Hanover, Pa
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 15, 2000 to May 23, 2005 · Gettsyburg, Il
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to P•• W••••• M•••••••••left Oct 26, 2006, registered Nov 6, 2006 (11 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to C••••• A•••••• N••••••• L••left May 23, 2005, registered Jun 20, 2006 (393 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address