RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• G•• I•••••••
- C• I••••••••• L•• independent RIA currentsince Jun 20, 2022 · Bloomington, Mn
- P••••••• W••••• P••••••• L•• formerFeb 16, 2016 to Oct 25, 2022 · Bloomington, Mn
- L•• F•••••••• L•• BD affiliatedSep 4, 2012 to Jun 11, 2013 · Bloomington, Mn
- P••••••• W••••• P••••••• L•• to C• I••••••••• L••left Oct 25, 2022, registered Jun 20, 2022 (-127 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to P••••••• W••••• P••••••• L••left Jun 11, 2013, registered Feb 16, 2016 (980 days) · Other
- S•••• G•• I••••••• left P••••••• W••••• P••••••• L•• for C• I••••••••• L•• (registered 2022-06-20)Oct 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address