DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Glubiak

SeiaBD affiliatedLos Angeles, Ca dual registrantIAPD 2552443

Feed of 09/14/2026

Also filed as William David Glubiak

At current firm

2 y

since Jun 27, 2024

In the industry

31 y

since Jan 11, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Seia BD affiliated current
since Jun 27, 2024 · Cleveland, Oh
Cadaret Grant & Co Inc former
Apr 7, 2021 to Jun 17, 2024 · Syracuse, Ny
Cedar Brook Group former
Mar 1, 2018 to Jul 1, 2024 · Cleveland, Oh
Securities America Advisors, Inc. former
Jul 26, 2005 to Apr 15, 2021 · Mayfield Heights, Oh
Osaic Fa, Inc. former
Jan 1, 2000 to Jul 20, 2005 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

Cedar Brook Group to Cadaret Grant & Co Inc
left Jul 1, 2024, registered Apr 7, 2021 (-1181 days) · RIA to affiliated broker-dealer or bank · moved with a team
Cadaret Grant & Co Inc to Seia
left Jun 17, 2024, registered Jun 27, 2024 (10 days) · Affiliated broker-dealer or bank to another · moved with a team
Securities America Advisors, Inc. to Cedar Brook Group
left Apr 15, 2021, registered Mar 1, 2018 (-1141 days) · Other · moved with a team
Osaic Fa, Inc. to Securities America Advisors, Inc.
left Jul 20, 2005, registered Jul 26, 2005 (6 days) · Other

Signals

William Glubiak left Cedar Brook Group for Cadaret Grant & Co Inc (registered 2021-04-07)
Jul 1, 2024 · Advisor changed firm · fact
William Glubiak left Cadaret Grant & Co Inc for Seia (registered 2024-06-27)
Jun 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address