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Registered advisor
J•• H••• K••
Feed of 09/14/2026
Also filed as J•• H••• K••
At current firm
0 y
since Jul 13, 2026
In the industry
31 y
since Jan 26, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• I••••••••• C••••••••• I••• state registered currentsince Jul 13, 2026 · Los Angeles, Ca
- L•• F•••••••• L•• BD affiliatedOct 24, 2011 to Dec 18, 2015 · Los Angeles, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Oct 24, 2011 · Los Angeles, Ca
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedAug 15, 2005 to Jan 2, 2009 · Los Angeles, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 1, 2000 to Aug 18, 2005 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to S•••••• I••••••••• C••••••••• I•••left Dec 18, 2015, registered Jul 13, 2026 (3860 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Oct 24, 2011, registered Oct 24, 2011 (0 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Aug 18, 2005, registered Aug 15, 2005 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address