RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••• R••••
- T• R••• P•••• A••••••••• I••• asset manager currentsince Sep 5, 2020 · Baltimore, Md
- O••••••••• • C•• I••• BD affiliatedSep 10, 2019 to Sep 13, 2019 · Warrington, Pa
- S••••• C•••••• M••••••••• L•• independent RIAJun 6, 2018 to Jul 30, 2019 · New York, Ny
- O••••••••• • C•• I••• to T• R••• P•••• A••••••••• I•••left Sep 13, 2019, registered Sep 5, 2020 (358 days) · Other
- S••••• C•••••• M••••••••• L•• to O••••••••• • C•• I•••left Jul 30, 2019, registered Sep 10, 2019 (42 days) · RIA to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address