DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

S••••• J•••••

T•• A•••••••• I•••BD affiliatedSummit, Nj dual registrantIAPD 2557191

Feed of 09/15/2026

Also filed as Sam Jacobs

At current firm

2 y

since Sep 16, 2024

In the industry

31 y

since Nov 14, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• I••• BD affiliated current
since Sep 16, 2024 · New York, Ny
L••• S••••• A•••••••• L•• former
May 3, 2018 to Oct 15, 2024 · Philadelphia, Pa
M•••• H•••• C•••••• A•••••••• L•• unclassified
Nov 29, 2006 to Jan 2, 2013 · Philadelphia, Pa
E•••••••• A•••••••• L•• national BD
Jul 5, 2002 to Aug 14, 2003 · Philadelphia, Pa
P••••••• F•••••••• A••••••• unclassified
Aug 9, 2001 to Sep 24, 2002 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

L••• S••••• A•••••••• L•• to T•• A•••••••• I•••
left Oct 15, 2024, registered Sep 16, 2024 (-29 days) · Affiliated broker-dealer or bank to another
M•••• H•••• C•••••• A•••••••• L•• to L••• S••••• A•••••••• L••
left Jan 2, 2013, registered May 3, 2018 (1947 days) · Other
E•••••••• A•••••••• L•• to M•••• H•••• C•••••• A•••••••• L••
left Aug 14, 2003, registered Nov 29, 2006 (1203 days) · Other
P••••••• F•••••••• A••••••• to E•••••••• A•••••••• L••
left Sep 24, 2002, registered Jul 5, 2002 (-81 days) · Other

Signals

S••••• J••••• left L••• S••••• A•••••••• L•• for T•• A•••••••• I••• (registered 2024-09-16)
Oct 15, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address