RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jun 30, 2025 · Purchase, Ny
- U•• F•••••••• S••••••• I••• wirehouseJul 12, 2007 to Jul 17, 2025 · Purchase, Ny
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jul 13, 2007 · Mt. Kisko, Ny
- M••••• S•••••• D• I••• unclassifiedSep 8, 2006 to Apr 2, 2007 · Mt Kisco, Ny
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jul 17, 2025, registered Jun 30, 2025 (-17 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Jul 13, 2007, registered Jul 12, 2007 (-1 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- R•••••• H••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2025-06-30)Jul 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address