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Registered advisor
J••• D•••••• R••••••
Feed of 09/14/2026
Also filed as J••• D R••••••
At current firm
2 y
since Jun 14, 2024
In the industry
31 y
since Feb 17, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Knoxville, Tn
- S••••••••• A•••••• A•••••••• I••• formerSep 18, 2020 to Jun 14, 2024 · Knoxville, Tn
- S•• A•••••••• I••• formerMar 23, 2010 to Sep 18, 2020 · Knoxville, Tn
- W••••••• F•••••••• S•••••••• I••• formerAug 18, 2005 to Mar 24, 2010 · Knoxville, Tn
- M••••• S•••••• D• I••• unclassifiedFeb 2, 2004 to Aug 29, 2005 · Knoxville, Tn
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- S•• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Sep 18, 2020, registered Sep 18, 2020 (0 days) · corporate re-registration, not a move
- W••••••• F•••••••• S•••••••• I••• to S•• A•••••••• I•••left Mar 24, 2010, registered Mar 23, 2010 (-1 days) · Other
- M••••• S•••••• D• I••• to W••••••• F•••••••• S•••••••• I•••left Aug 29, 2005, registered Aug 18, 2005 (-11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address