DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Anthony Markovich
Feed of 09/15/2026
At current firm
4 y
since Dec 1, 2021
In the industry
31 y
since Dec 30, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Dec 1, 2021 · Denver, Co
- Morgan Stanley wirehouseJan 10, 2011 to Dec 20, 2021 · Greenwood Village, Co
- Wakefield Asset Management, Lllp independent RIAOct 31, 2007 to Nov 18, 2010 · Englewood, Co
- Morgan Stanley Dw Inc. unclassifiedApr 16, 2001 to Apr 10, 2006 · Centennial, Co
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to LPL Financial LLCleft Dec 20, 2021, registered Dec 1, 2021 (-19 days) · Wirehouse to affiliated broker-dealer or bank
- Wakefield Asset Management, Lllp to Morgan Stanleyleft Nov 18, 2010, registered Jan 10, 2011 (53 days) · Other
- Morgan Stanley Dw Inc. to Wakefield Asset Management, Lllpleft Apr 10, 2006, registered Oct 31, 2007 (569 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address