RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• K••• C•••••••
- O••••••••• institutional currentsince Jan 7, 2015 · Overland Park, Ks
- L•• F•••••••• L•• BD affiliatedAug 29, 2012 to Mar 2, 2017 · Bryan, Oh
- I••••••••• F•••••••• P••••••• BD affiliatedJan 17, 2012 to Jul 28, 2015 · Winter Park, Fl
- N•• A•••••••• I••• unclassifiedJan 24, 2008 to Dec 1, 2010 · Winter Park, Fl
- O•••• F•• I••• formerSep 27, 1999 to Jan 25, 2008 · Orlando, Fl
- L•• F•••••••• L•• to O•••••••••left Mar 2, 2017, registered Jan 7, 2015 (-785 days) · Other
- I••••••••• F•••••••• P••••••• to L•• F•••••••• L••left Jul 28, 2015, registered Aug 29, 2012 (-1063 days) · Other
- N•• A•••••••• I••• to I••••••••• F•••••••• P•••••••left Dec 1, 2010, registered Jan 17, 2012 (412 days) · corporate re-registration, not a move
- O•••• F•• I••• to N•• A•••••••• I•••left Jan 25, 2008, registered Jan 24, 2008 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address