S•••••• M•••••

J••• M••••• S••••••••• L••wirehouseSt. Charles, Ildual registrantIAPD 2564320

Feed of 09/14/2026

Also filed as M••••• S••••••

At current firm

3 y

since Oct 18, 2022

In the industry

14 y

since Jul 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Oct 18, 2022 · St. Charles, Il
R•• C•••••• M••••••• L•• national BD
Aug 15, 2019 to Oct 11, 2022 · Chicago, Il
S••• T•••• I••• unclassified
Sep 10, 2015 to Aug 13, 2019 · Aurora, Il

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to J••• M••••• S••••••••• L••
left Oct 11, 2022, registered Oct 18, 2022 (7 days) · Affiliated broker-dealer or bank to wirehouse
S••• T•••• I••• to R•• C•••••• M••••••• L••
left Aug 13, 2019, registered Aug 15, 2019 (2 days) · Other

Signals

••• Locked
Oct 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address