RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• P•••••• M••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Aug 12, 2022 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 21, 2013 to Aug 8, 2022 · Jacksonville, Fl
- S•••••••• A••••••• L•• national BDAug 12, 2011 to Jul 16, 2013 · Jacksonville, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 11, 2008 to May 5, 2010 · St. Augustine, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 18, 2003 to Aug 19, 2008 · Jacksonville, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDOct 30, 2002 to Apr 25, 2003 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Aug 8, 2022, registered Aug 12, 2022 (4 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 16, 2013, registered Aug 21, 2013 (36 days) · Affiliated broker-dealer or bank to wirehouse
- M•• I•••••••• S•••••••• L•• to S•••••••• A••••••• L••left May 5, 2010, registered Aug 12, 2011 (464 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••left Aug 19, 2008, registered Sep 11, 2008 (23 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 25, 2003, registered Jun 18, 2003 (54 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••• P•••••• M•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••••• G••••• M•••••• I••• (registered 2022-08-12)Aug 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address